Faculty 

Roel C. Campos
Partner
Colley Godward Kronish, Former Commissioner, SEC

A former SEC Commissioner explores how regulation of the industry in general and advisors in particular may change following the financial crisis and the election of a new President.
 

Bob Clark
Columnist, Blogger, and Editor-at-Large
Investment Advisor

Your M&A Options
Investment Advisor columnist
and blogger Bob Clark induces advisors who have acquired other advisory firms to tell their stories.

Joe Duran
CEO
United Capital Financial Partners

Building for Profitability Now, and Value Later

The leader of one of the most aggressive and successful acquirers of RIA firms uses his extensive experience performing due diligence on potential acquisitions to show you how to structure your practice to achieve success now and increase the value of your firm at transition time.

The Compliance Coach
Irrepressible attorney
Tom Giachetti tells us what the regulators are
up to these days, then solves advisors’
real-world compliance problems.

Angela Herbers
President
Financial Advisor Resource, Inc.
Columnist and Blogger Investment Advisor

Bridging the Gap
Investment Advisor  Columnist
and blogger Angie Herbers explores with Bob Clark how the advisory generations can work together for the common good.

Dan Inveen
Senior Research Manage
Moss Adams LLP

Value and Performance
What are the keys to improving financial performance?  The 2008 Moss Adams's Study found that better performing firms tend to price their services higher, but advisors should remember that building value in a practice doesn’t necessarily correlate with providing higher current income to the owner.

Philip Palaveev
President
Fusion Advisor Network

Laws of Attraction
Fusion Advisor Network’s
Philip Palaveev on how to build partnerships to
enhance your chances of success.

John Walsh
Chief Counsel, 
Office of Compliance Inspections
and Examinations
U.S. Securities and Exchange Commission